Retirement plan services are specifically tailored to clients’ needs, which may vary based on the number of employees. To view a representative list of services, select the appropriate company size below.

 

Investment Support

 

Mutual Funds

In order to provide your clients the absolute best investment lineup, we have negotiated electronic trading arrangements with superior partners including:

Click on the trading platform above to view a list of all mutual funds available.

ETF Options

Click here for a list of all available iShares.

Custom Investment Model

Model Investment Portfolios
Our system allows for custom model asset allocation portfolios which can be constructed by the investment advisor. The models provide plan participants a diversified portfolio representing appropriate investment strategies to meet specific objectives, risk tolerance and time frame. Examples of asset allocation strategies are Aggressive, Moderately Aggressive, Balanced or Conservative. These models use the plan’s selected menu of mutual funds or can include mutual funds that are not on the selected menu. The models are rebalanced on a periodic basis to remain in line with the portfolios investment strategy.

Customized Target Retirement Funds
Leveraging off the custom model investment portfolios, the investment advisor can create custom target retirement portfolios. These portfolios can serve as the ideal Qualified Default Investment Alternative for a retirement plan.

Unitized Investment Accounts

Develop customized investment funds with individual stocks and bonds. We will unitize it and include it in your clients’ investment line up to offer a true value added.

Self Directed Brokerage Accounts

Participants are allowed to trade individual stocks, bonds and mutual funds in their own account with any brokerage company. By utilizing the self-directed brokerage option, a Plan Sponsor satisfies the needs of savvy participants – senior executives or key decision makers – who are looking for investment choices beyond the plan’s core investment menu. Accounts are consolidated and reported on a trust level as required by the IRS.